The Solomon Exam Prep Guide: Series 24 - FINRA General Securities Principal Qualification Examination

The General Securities Principal Exam, also known as the Series 24 exam, is for securities professionals who want to become a General Securities Principal, that is, someone who is licensed to manage a FINRA broker-dealer. Serious study is required, and memorizing rules and regulations is critical to success on the FINRA Series 24 exam. The emphasis of the Series 24 is on supervision – keeping the broker-dealer and all associated persons on the straight and narrow. The FINRA Series 24 exam outline is 50 single-spaced pages of rules and regulations. What’s a busy securities industry professional to do? Can the human brain memorize it all? Enter The Solomon Exam Prep Series 24 Study Guide!

This brand-new edition of The Solomon Exam Prep Series 24 Guide reflects all the recent rule changes, such as updates to Regulation D and Rule 147. It also includes settlement changes to T + 2. Written by Karen Solomon, PhD; Al Schaller, MA; and Craig MacAllister, PhD, the guide works in three mutually reinforcing ways: it focuses on the most important aspects of the exam, it provides you with plenty of practice questions with detailed rationales, and it explains the reasoning behind the rules, which will help you remember them. This invaluable guide will give you the knowledge to tackle the FINRA General Securities Principal Examination with confidence!