Wiley Series 63 Exam Review 2013: The Uniform Securities Examination
ISBN-13:
9781118671184
ISBN-10:
111867118X
Edition:
1
Author:
Inc. The Securities Institute of America
Publication date:
2013
Publisher:
John Wiley & Sons Inc
Format:
Paperback
173 pages
FREE US shipping
Book details
ISBN-13:
9781118671184
ISBN-10:
111867118X
Edition:
1
Author:
Inc. The Securities Institute of America
Publication date:
2013
Publisher:
John Wiley & Sons Inc
Format:
Paperback
173 pages
Summary
Wiley Series 63 Exam Review 2013: The Uniform Securities Examination (ISBN-13: 9781118671184 and ISBN-10: 111867118X), written by authors
Inc. The Securities Institute of America, was published by John Wiley & Sons Inc in 2013.
With an overall rating of 3.7 stars, it's a notable title among other
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Description
Uniform Securities Exam (Series 63) is designed to qualify candidates as securities agents. The examination covers the principles of state securities regulation reflected in the Uniform Securities Act.
Topics Covered:
- State Securities Acts and Related Rules
- Ethical Practices and Fiduciary Obligations
Pre-requisites: In order to conduct securities business, many states require that an agent successfully complete the Series 63, in addition to obtaining a Series 6, 7, or 62 registration, but a candidate is not required to have any other professional qualifications prior to taking the Series 63 exam.
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