Securities Regulation: Cases and Materials (American Casebook Series)

This edition covers recent developments in the courts and Securities and Exchange Commission (SEC) rulemaking, including 1933 Act registration and broker-dealer regulation developments such as FINRA (Financial Industry Regulatory Authority). In addition to the leading cases and SEC developments, the casebook includes explanatory material to guide the student through this complex maze of regulation. The new edition enables instructors to easily omit or rearrange material. The problems and documentary supplement, available as a casebook companion, is designed for teachers using the problem method. It contains sample documents, including 1933 Act registration and backup documents.