Federal Securities Laws: Selected Statutes, Rules and Forms, 2019-2020 Edition
ISBN-13:
9781642429398
ISBN-10:
1642429392
Edition:
2019-20
Author:
John Coffee Jr., Hillary Sale, Charles Whitehead
Publication date:
2019
Publisher:
Foundation Press
Format:
Paperback
2391 pages
Category:
Securities
,
Business Law
FREE US shipping
Book details
ISBN-13:
9781642429398
ISBN-10:
1642429392
Edition:
2019-20
Author:
John Coffee Jr., Hillary Sale, Charles Whitehead
Publication date:
2019
Publisher:
Foundation Press
Format:
Paperback
2391 pages
Category:
Securities
,
Business Law
Summary
Federal Securities Laws: Selected Statutes, Rules and Forms, 2019-2020 Edition (ISBN-13: 9781642429398 and ISBN-10: 1642429392), written by authors
John Coffee Jr., Hillary Sale, Charles Whitehead, was published by Foundation Press in 2019.
With an overall rating of 4.1 stars, it's a notable title among other
Securities
(Business Law) books. You can easily purchase or rent Federal Securities Laws: Selected Statutes, Rules and Forms, 2019-2020 Edition (Paperback) from BooksRun,
along with many other new and used
Securities
books
and textbooks.
And, if you're looking to sell your copy, our current buyback offer is $0.3.
Description
This volume serves as a federal securities laws supplement, providing selected statutes, rules, and forms. It is the most complete supplement available and is regularly updated and revised. Contents include the Securities Act of 1933, Securities Exchange Act of 1934, Investment Company Act of 1940, Investment Advisers Act of 1940, SEC Rules of Practice, and related federal laws. It contains many changes from the prior year’s version, including:
- Amendments to Regulation A;
- Amendments to Regulation C;
- Amendments to Regulation S-K;
- Amendments to Regulation S-T;
- Amendments to Regulation 14A;
- Amendments to Regulation M;
- Amendments to Regulation NMS;
- New Securities Act Rule 139b and new Investment Company Act Rule 24b-4 regarding publication or distribution of covered investment fund research reports;
- New Exchange Act Rule 15l-1 regarding broker-dealer obligations when making recommendations to customers;
- New Exchange Act Subpart 18a regarding capital, margin and segregation requirements for security-based swap dealers and participants;
- New Investment Company Act Rule 30e-3 allowing online reports to shareholders by registered investment companies;
- New Rules of Practice Rule 194 regarding security-based swap dealers/participants;
- Amendments to various forms.
This edition has a cutoff date of September 10, 2019.
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