Series 7 Exam Flashcard Study System: Series 7 Test Practice Questions & Review for the General Securities Representative Exam (Cards)
ISBN-13:
9781610728676
ISBN-10:
161072867X
Edition:
Flc Crds
Author:
Publication date:
2013
Publisher:
Mometrix Media LLC
Format:
Cards
469 pages
Category:
Professional
,
Professional Tests
,
Study Guides
,
Study Guides & Workbooks
FREE US shipping
Book details
ISBN-13:
9781610728676
ISBN-10:
161072867X
Edition:
Flc Crds
Author:
Publication date:
2013
Publisher:
Mometrix Media LLC
Format:
Cards
469 pages
Category:
Professional
,
Professional Tests
,
Study Guides
,
Study Guides & Workbooks
Summary
Series 7 Exam Flashcard Study System: Series 7 Test Practice Questions & Review for the General Securities Representative Exam (Cards) (ISBN-13: 9781610728676 and ISBN-10: 161072867X), written by authors
, was published by Mometrix Media LLC in 2013.
With an overall rating of 4.1 stars, it's a notable title among other
Professional
(Professional Tests, Study Guides, Study Guides & Workbooks) books. You can easily purchase or rent Series 7 Exam Flashcard Study System: Series 7 Test Practice Questions & Review for the General Securities Representative Exam (Cards) (Cards) from BooksRun,
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Description
***Ace the Series 7 Exam and Get the Results You Deserve*** The Series 7 Exam is a challenging test and your results can make a huge difference when it comes to your future. If you do well on the exam, it can open doors and lead to wonderful opportunities. If you do poorly on the exam, you will find yourself with a lot fewer options. You may have to put your plans for the future on hold, or even give up on them altogether. Preparing for your exam with our Series 7 Exam Flashcard Study System can help you avoid this fate and give you a big advantage when you sit down to take the test. Thousands of satisfied customers have relied on Mometrix Flashcards to help them pass their exam, and now you can too. When you study with these flashcards, you'll get an in-depth review of each section on the Series 7 Exam. The Regulatory Requirements section covers:
- SROs
- Registrations and requirements
- Requirements and approvals for opening new accounts
- Different types of account registration and authorizations
- Maintenance of customer account records
- Closing an account
- Transfers
- Rule 144
- Regulation offerings
- broker and dealer
- Market makers
- Market sentiment and market momentum
- Short interest
- The bond buyer and munifacts
- Stocks
- stockholders
- Stocks' cost basis
- IRAs
- Transfers and rollovers
- Retirement plans
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