The Securities Enforcement Manual: Tactics and Strategies

Acknowledged author wrote The Securities Enforcement Manual: Tactics and Strategies comprising 550 pages back in 2007. Textbook and eTextbook are published under ISBN 1590317297 and 9781590317297. Since then The Securities Enforcement Manual: Tactics and Strategies textbook was available to sell back to BooksRun online for the top buyback price or rent at the marketplace.

This new Second Edition completely updates the first edition published in 1997. Included is comprehensive coverage to proven approaches and techniques for dealing with an enforcement threat from the SEC, self regulatory organizations, or state securities regulators. It takes you step-by-step through enforcement investigations and proceedings, providing you with strategies to influence the outcome of an investigation and prevent or minimize the adverse effects of enforcement actions.